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Annex B: Supplemental Information Regarding Participants

The following tables (“Directors and Nominees” and “Executive Officers and Other Employees”) set forth the name and business address of our current Directors and Director nominees, and the name, present principal occupation and business address of our executive officers and employees who, under the rules of the Securities and Exchange Commission, are considered to be participants in our solicitation of proxies from our stockholders in connection with our annual meeting (collectively, the “Participants”).

Directors and Nominees

The principal occupations of our current Directors and Director nominees, other than Mr. Weisler, who is not standing for re-election at the annual meeting, are set forth under “Board of Directors – Who We Are”, which begins on page 15 of this proxy statement. The names of our current Directors and Director nominees are set forth below, and the business address for all of our current Directors and Director nominees is c/o HP Inc., 1501 Page Mill Road, Palo Alto, California 94304.

Name
Aida M. Alvarez
Shumeet Banerji
Robert R. Bennett
Charles “Chip” V. Bergh
Stacy Brown-Philpot
Stephanie A. Burns
Mary Anne Citrino
Richard L. Clemmer
Yoky Matsuoka
Stacey Mobley
Subra Suresh
Dion Weisler1
(1)

Mr. Weisler served as President and CEO of HP until November 1, 2019, and continues to be employed by HP as Senior Executive Advisor, a non-executive officer role. Mr. Weisler is not standing for re-election at this annual meeting.

Executive Officers and Other Employees

The principal occupations of our executive officers and other employees who are considered Participants are set forth below. The principal occupation refers to each such person’s current position with the Company, and the business address for each person is c/o HP Inc., 1501 Page Mill Road, Palo Alto, California 94304.

Name Position
Daniel Amir Director, Investor Relations
Elaine Beddome Global Head of HP Compensation, Benefits & Employee Mobility
Claire Bramley Global Controller
Alex Cho President, Personal Systems
Katie Colendich Associate General Counsel, Corporate, Securities & M&A
Jeff Dahncke Head of Corporate Communications
Pretesh Dahya Director, Investor Relations
Steve Fieler Chief Financial Officer
Beth Howe Vice President, Head of Investor Relations
Karen Kahn Chief Communications Officer
Tracy S. Keogh Chief Human Resources Officer
Enrique Lores President and Chief Executive Officer
Zac Nesper Treasurer
Kim Rivera President, Strategy and Business Management and Chief Legal Officer
Ruairidh Ross Global Head of Strategic Legal Matters and Assistant Corporate Secretary
Christoph Schell Chief Commercial Officer
Tuan Tran President of Imaging, Printing and Solutions

Information Regarding Ownership of Company Securities by Participants

The amount of shares beneficially owned by our Directors, our Director nominees and our named executive officers as of March 13, 2020 is set forth under “Ownership of Our Stock” on page 75 of this proxy statement. The following table sets forth the number of shares beneficially owned as of March 13, 2020 by our other executive officers and employees who are deemed “Participants” in our solicitation of proxies. Beneficial ownership includes any shares as to which the entity or individual has sole or shared voting or investment power and also any shares that the entity or individual has the right to acquire as of May 12, 2020 (60 days after March 13, 2020) through the exercise of any stock options, through the vesting/settlement of RSUs payable in shares, or upon the exercise of other rights. Beneficial ownership excludes options or other rights vesting after May 12, 2020 and any RSUs vesting/settling, as applicable, on or before May 12, 2020 that may be payable in cash or shares at HP’s election.

Name of Participant Shares of Common Stock Beneficially Owned
Daniel Amir 0
Elaine Beddome 111,359
Claire Bramley 16,611
Katie Colendich 0
Jeff Dahncke 18,961
Pretesh Dahya 422
Beth Howe 5,140
Karen Kahn 31,378
Tracy S. Keogh 586,334
Zac Nesper 1
Ruairidh Ross 32,793
Christoph Schell 140,659
Tuan Tran 102,738

Information Regarding Transactions in Company Securities by Participants

The following table sets forth information regarding transactions in HP securities by each Participant during the past two years. None of the purchase price or market value of these securities is represented by funds borrowed or otherwise obtained for the purpose of acquiring or holding such securities.

Transactions in Company Securities (March 16, 2018, 2020 to March 16, 2020)
Name Transaction Date # of Shares Transaction
Description
Directors and Nominees      
Aida M. Alvarez April 23, 2019 10,702 3
  April 24, 2018 9,670 3
Shumeet Banerji June 10, 2019 28,000 1
  April 23, 2019 10,702 3
  May 18, 2018 10,939 5
  April 24, 2018 9,670 3
Robert R. Bennett April 23, 2019 10,702 6
  May 18, 2018 10,939 5
  April 24, 2018 9,670 3
Charles “Chip” V. Bergh April 23, 2019 7,965 6
  April 23, 2019 38,930 4
  April 24, 2018 7,312 6
  April 24, 2018 32,564 4
Stacy Brown-Philpot April 23, 2019 10,702 6
  April 24, 2018 9,670 6
Stephanie A. Burns April 23, 2019 10,702 6
  May 18, 2018 10,939 5
  April 24, 2018 9,670 6
Mary Anne Citrino April 23, 2019 5,351 6
  April 23, 2019 26,156 4
  April 24, 2018 4,835 6
  April 24, 2018 21,534 4
Richard L. Clemmer N/A N/A N/A
Yoky Matsuoka April 23, 2019 15,929 3
  March 20, 2019 1,209 3
Stacey Mobley April 23, 2019 10,702 6
  April 24, 2018 9,670 6
Subra Suresh April 23, 2019 10,702 3
  May 18, 2018 10,939 5
  April 24, 2018 9,670 3
Dion Weisler December 7, 2019 285,388 9
  December 7, 2019 141,497 11
  November 13, 2019 434,432 10
  November 13, 2019 207,842 11
  August 26, 2019 437,171 1
  June 27, 2019 132,964 1
  March 18, 2019 36,799 1
  December 11, 2018 116,134 1
  December 9, 2018 144,499 9
  December 9, 2018 71,644 11
  December 7, 2018 192,440 9
  December 7, 2018 95,414 11
  December 7, 2018 252,944 7
  December 7, 2018 348,760 8
  November 26, 2018 646,883 10
  November 26, 2018 320,725 11
  November 7, 2018 78,990 1
  November 6, 2018 7,399 1
  November 2, 2018 171,341 9
  November 2, 2018 77,675 11
  October 31, 2018 101,666 10
  October 31, 2018 44,400 11
Executive Officers and Other Employees      
Daniel Amir December 6, 2019 2,634 7
  August 24, 2019 7,019 7
Elaine Beddome December 7, 2019 19,882 9
  December 7, 2019 4,403 11
  December 6, 2019 20,732 7
  November 1, 2019 33,749 2
  October 31, 2019 1,250 9
  October 31, 2019 971 11
  October 17, 2019 981 9
  October 17, 2019 218 11
  December 9, 2018 7,527 9
  December 9, 2018 2,801 11
  December 7, 2018 13,103 9
  December 7, 2018 3,543 11
  December 7, 2018 18,535 7
  November 2, 2018 3,295 9
  November 2, 2018 803 11
  October 31, 2018 1,214 9
  October 31, 2018 269 11
  October 17, 2018 952 9
  October 17, 2018 211 11
  July 9, 2018 47,653 12
  July 9, 2018 47,653 1
Claire Bramley December 7, 2019 32,953 9
  December 7, 2019 16,342 11
  December 6, 2019 39,024 7
  June 26, 2019 14,463 12
  June 26, 2019 16,852 1
  June 20, 2019 3,653 9
  June 20, 2019 1,264 11
  June 10, 2019 15,819 1
  December 9, 2018 6,020 9
  December 9, 2018 2,573 11
  December 7, 2018 13,047 9
  December 7, 2018 5,577 11
  December 7, 2018 56,694 7
  November 2, 2018 5,272 9
  November 2, 2018 370 11
  September 13, 2018 10,020 1
  June 20, 2018 10,730 7
  March 9, 2018 16,625 12
  March 9, 2018 24,994 1
Alex Cho December 10, 2019 22,018 1
  December 7, 2019 61,272 9
  December 7, 2019 27,151 11
  December 6, 2019 131,199 8
  December 6, 2019 93,659 7
  November 13, 2019 15,662 10
  November 13, 2019 5,416 11
  July 1, 2019 12,003 9
  July 1, 2019 4,151 11
  December 14, 2018 28,774 1
  December 9, 2018 13,547 9
  December 9, 2018 6,718 11
  December 7, 2018 36,154 9
  December 7, 2018 14,209 11
  December 7, 2018 69,778 7
  December 7, 2018 96,210 8
  December 3, 2018 3,879 1
  November 2, 2018 5,931 9
  November 2, 2018 2,052 11
  July 1, 2018 35,258 7
  July 1, 2018 46,956 8
Katie Colendich December 11, 2019 10,151 1
  December 7, 2019 15,522 9
  December 7, 2019 5,371 11
  December 6, 2019 12,586 7
  March 19, 2019 1,567 1
  March 11, 2019 1,000 1
  March 7, 2019 1,000 1
  January 14, 2019 4,278 9
  January 14, 2019 1,711 11
  December 28, 2018 2,385 1
  December 27, 2018 3,229 1
  December 17, 2018 2,000 1
  December 11, 2018 1,875 1
  December 9, 2018 5,055 9
  December 9, 2018 1,749 11
  December 7, 2018 10,982 9
  December 7, 2018 3,799 11
  December 7, 2018 12,211 7
  February 26, 2018 2,508 1
Jeff Dahncke December 7, 2019 2,701 9
  December 7, 2019 935 11
  December 6, 2019 12,195 7
  October 31, 2019 17,273 2
  October 17, 2019 13,074 9
  October 17, 2019 4,522 11
  December 7, 2018 7,850 7
  October 17, 2018 12,678 9
  October 17, 2018 4,385 11
Pretesh Dahya January 31, 2020 241 9
  January 31, 2020 97 11
  December 12, 2019 1,000 1
  December 7, 2019 1,959 9
  December 7, 2019 681 11
  December 6, 2019 3,068 7
  December 5, 2019 393 1
  September 21, 2019 595 9
  September 21, 2019 202 11
  June 13, 2019 139 1
  January 31, 2019 234 9
  January 31, 2019 95 11
  December 26, 2018 707 1
  December 18, 2018 600 1
  December 9, 2018 828 9
  December 9, 2018 287 11
  December 7, 2018 1,173 9
  December 7, 2018 407 11
  December 7, 2018 2,181 7
  September 21, 2018 1,742 7
  June 26, 2018 1,225 1
Steve Fieler January 11, 2020 16,969 9
  January 11, 2020 8,414 11
  January 3, 2020 182,924 9
  January 3, 2020 83,722 11
  December 7, 2019 36, 602 9
  December 7, 2019 18,149 11
  December 6, 2019 157,165 8
  December 6, 2019 112,195 7
  November 13, 2019 15,662 10
  November 13, 2019 7,766 11
  July 1, 2019 12,003 9
  July 1, 2019 5,952 11
  January 11, 2019 16,459 9
  January 11, 2019 8,161 11
  January 3, 2019 177,406 9
  January 3, 2019 80,760 11
  December 7, 2018 12,214 9
  December 7, 2018 6,057 11
  December 7, 2018 69,778  7
  December 7, 2018 96,210 8
  July 1, 2018 35,258 7
  July 1, 2018  46,956  8
  March 9, 2018 18,700  1
  March 6, 2018 20,000 1
  March 5, 2018 20,000  1
  February 28, 2018 20,000  1
  February 26, 2018  20, 000 1
Beth Howe  February 25, 2020 1,976 1
  February 10, 2020  733 1
  January 23, 2020 9,050 7
  December 7, 2019 10,885 9
  December 7, 2019 3,769   11
  December 6, 2019 10,976 7
  October 29, 2019 1,122 9
  October 29, 2019 389 11
  June 19, 2019 9,975 1
  April 21, 2019 159 9
  April 21, 2019 64 11
  December 9, 2018 4,968 9
  December 9, 2018 1,719 11
  December 7, 2018 7,504 9
  December 7, 2018 2,597 11
  December 7, 2018 9,158 7
  November 2, 2018 2,636 9
  November 2, 2018 912 11
  October 29, 2018 3,258 7
  April 21, 2018 464 7​
Karen Kahn December 7, 2019 34,054 9
  December 7, 2019 11,777 11
  December 6, 2019 53,659 7
  December 6, 2019 75,803 8
  September 27, 2019 53,972 7
  September 1, 2019 13,913 9 9
  September 1, 2019 4,812 11
  March 28, 2019 602 1
  March 20, 2019 993 9
  March 20, 2019 391 11
  December 9, 2018 15,052 9
  December 9, 2018 7,464 11
  December 8, 2018 53,832 9​ 9
  December 8, 2018 23,069 11
  December 7, 2018 18,480 9
  December 7, 2018 6,391 11
  December 7, 2018 43,611 7
  December 7, 2018 64,934 8
  September 1, 2018 40,568 7
  March 20, 2018  970 9
  March 20, 2018 389 11
Tracy S. Keogh February 25, 2020 58,638 12
  February 25, 2020 121,763 1
  December 7, 2019 69,096 9
  December 7, 2019 34,261  11
  December 6, 2019 109,332 8
  December 6, 2019 78,049 7
  November 13, 2019 105,195 10
  November 13, 2019 44,616 11
  December 10, 2018 32,259 9
  December 10, 2018 15,995 11
  December 9, 2018 34,921 9
  December 9, 2018 17,314 11
  December 7, 2018 61,055 7
  December 7, 2018 84,183 8
  December 7, 2018 46,654 9
  December 7, 2018 23,132 11
  November 26, 2018  156,331 10
  November 26, 2018 77,510 11
  June 6, 2018 96,926 1
  June 5, 2018 117,276 12
  June 5, 2018 117,276 1
Enrique Lores December 7, 2019 101,146 9
  December 7, 2019 50,150 11
  December 6, 2019 300,664 8
  December 6, 2019 214,634 7
  November 13, 2019 142,884 10
  November 13, 2019 63,302 11
  December 9, 2018 42,146 9
  December 9, 2018 20,897 11
  December 7, 2018 65,228 9
  December 7, 2018 32,341 11
  December 7, 2018 98,561 7
  December 7, 2018 135,896 8
  November 26, 2018 192,957 10
  November 26, 2018 95,669 11
  October 31, 2018 31,770 10
  October 31, 2018 15,752 11
  October 30, 2018 51,161 9
  October 30, 2018 25,367 11
  March 18, 2018 118,671 9
  March 18, 2018 58,838 11
  March 9, 2018 265,076 12
  March 9, 2018 302,895 1
  January 18, 2018 211,589 12
  January 18, 2018 249,409 1
  January 17, 2018 53,484 12
  January 17, 201 53,484 1
  January 12, 2018 37,820 1
Zac Nesper December 16, 2019 11,621 1
  December 7, 2019 17,771 9
  December 7, 2019 6,150 11
  December 6, 2019 22,683 7
  November 15, 2019 1,550 1
  November 8, 2019 2,371 9
  November 8, 2019 821 11
  September 20, 2019 1,394 12
  September 20, 2019 1,394 1
  September 3, 2019 1,844 1
  August 27, 2019 2,820 9
  August 27, 2019 976 11
  July 31, 2019 7,129 7
  June 3, 2019 1,200 12
  June 3, 2019 1,200 1
  December 18, 2018 3,196 1
  December 11, 2018 7,029 1
  December 9, 2018 4,215 9
  December 9, 2018 1,458 11
  December 7, 2018 11,418 9
  December 7, 2018 3,950 11
  December 7, 2018 17,444 7
  November 12, 2018 1,505 1
  November 8, 2018 2,302 9
  November 8, 2018 797 11
  August 27, 2018 8,220 7
Kim Rivera December 7, 2019 76,853 9
  December 7, 2019 38,106 11
  December 6, 2019 143,499 8
  December 6, 2019 102,439 7
  November 13, 2019 101,439 10
  November 13, 2019 42,862 11
  June 19, 2019 20,000 1
  December 9, 2018 31,309 9
  December 9, 2018 15,524 11
  December 7, 2018 45,445 9
  December 7, 2018 22,533 11
  December 7, 2018 87,222 7
  December 7, 2018 120,262 8
  November 26, 2018 142,726 10
  November 26, 2018 70,765 11
  November 14, 2018 46,072 1 1
  November 9, 2018 86,738 9
  November 9, 2018 40,666 11
  October 31, 2018 23,298 10
  October 31, 2018 8,057 11
Ruairidh Ross December 7, 2019 25,879 9
  December 7, 2019 8,974 11
  December 6, 2019 24,390 7
  October 31, 2019 28,785 7
  June 27, 2019 17,229 1
  January 14, 2019 25,671 9
  January 14, 2019 8,442 11
  December 9, 2018 7,225 9
  December 9, 2018 3,428 11
  December 7, 2018 14,190 9
  December 7, 2018 7,835 11
  December 7, 2018 32,708 7
  September 7, 2018 21,651 1
  September 6, 2018 9,272 1
  June 16, 2018 12,393 9
  June 16, 2018 4,019 11
  March 8, 2018 7,000 1
  February 27, 2018 8,734 1
Christoph Schell December 10, 2019 42,804 1
  December 7, 2019 84,899 9
  December 7, 2019 42,095 11
  December 6, 2019 157,165 8
  December 6, 2019 112,195 7
  November 15, 2019 60,121 1
  November 13, 2019 119,244 10
  November 13, 2019 59,123 11
  July 25, 2019 468,823 7
  May 4, 2019 78,978 9
  May 4, 2018 47,179 11
  December 11, 2018 45,062 1
  December 9, 2018 36,125 9
  December 9, 2018 17,912 11
  December 7, 2018 53,253 9
  December 7, 2018 26,404 11
  December 7, 2018 87,222 7
  December 7, 2018 129,868 8
  December 3, 2018 101,709 1
  November 26, 2018 166,002 10
  November 26, 2018 82,305 11
  November 7, 2018 126,725 12
  November 7, 2018 148,591 1
  November 2, 2018 39,541 9
  November 2, 2018 17,675 11
  October 31, 2018 27,534 10
  October 31, 2018 9,522 11
  May 4, 2018 230,627 7
Tuan Tran December 7, 2019 48,245 9
  December 7, 2019 12,767 11
  December 6, 2019 122,999 8
  December 6, 2019 87,805 7
  October 31, 2019 3,750 9
  October 31, 2019 914 11
  April 30, 2019 1,021 13
  December 11, 2018 33,219 1
  December 9, 2018 21,073 9
  December 9, 2018 8,293 11
  December 7, 2018 33,703 9
  December 7, 2018 13,264 11
  December 7, 2018 39,250 7
  November 6, 2018 5,245 1
  November 2, 2018 2,208 1
  November 2, 2018 7,908 9
  November 2, 2018 3,113 11
  October 31, 2018 61 13
  October 31, 2018 3,641 9
  October 31, 2018 1,433 11
  August 30, 2018 43,388 12
  August 30, 2018 138,075 1
  April 30, 2018 1, 102 13
  March 12, 2018 12 61,614 12
  March 12, 2018 61,614 1
Transaction Description
  1. Open market sale
  2. Grant of stock options
  3. Grant of fully vested shares as part of non-employee Director annual equity retainer
  4. Grant of stock options as part of non-employee Director annual equity retainer
  5. Shares issued upon settlement of restricted stock units previously granted as part of non-employee Director annual equity retainer
  6. Grant of fully vested shares as part of annual equity retainer, receipt of which the Director has elected to defer until a later date
  7. Grant of time-based restricted stock units (“RSUs”)
  8. Grant of performance-adjusted restricted stock units (“PARSUs”)
  9. Shares issued upon settlement of RSUs
  10. Shares issued upon settlement of PARSUs
  11. Shares withheld for taxes upon settlement of RSUs and/or PARSUs and/or exercise of options
  12. Exercise of stock option
  13. Purchase pursuant to ESPP

Miscellaneous Information Regarding Participants

Except as described in this Annex B or otherwise disclosed in the proxy statement, to the Company’s knowledge:

  • No Participant owns any securities of the Company of record that such Participant does not own beneficially.
  • No Participant is, or was within the past year, a party to any contract, arrangements or understandings with any person with respect to any securities of the Company, including, but not limited to joint ventures, loan or option arrangements, puts or calls, guarantees against loss or guarantees of profit, division of losses or profits, or the giving or withholding of proxies.
  • No associate of any Participant owns beneficially, directly or indirectly, any securities of the Company. No Participant owns beneficially, directly or indirectly, any securities of any subsidiary of the Company.
  • No Participant nor any associate of a Participant is a party to any transaction, since the beginning of the Company’s last fiscal year, or any currently proposed transaction, in which (i) the Company was or is to be a participant, (ii) the amount involved exceeds $120,000 and (iii) any Participant or any related person thereof had or will have a direct or indirect material interest.
  • No Participant, nor any associate of a Participant, has any arrangement or understanding with any person (i) with respect to any future employment by the Company or its affiliates or (ii) with respect to any future transactions to which the Company or any of its affiliates will or may be a party.
  • No Participant has any substantial interest, direct or indirect, by security holdings or otherwise, in any matter to be acted upon at the annual meeting.
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